Kent Eugene Rains

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 11/2022
  Cetera Advisors Llc
  Denver, CO
• 01/2021 → 11/2022
  Prosperity Advisors, Llc
  Overland Park, KS
• 11/2022 → 01/2024
  Woodbury Financial Services Inc
  Overland Park, KS
• 01/2024 → Present
  Osaic Wealth, Inc.
  Overland Park, KS

Previous Registrations

• 2022-11-30 → 2024-01-19
  Woodbury Financial Services, Inc.
  Overland Park, KS
  Overland Park, KS
  Elkhorn, NE
• 2010-05-28 → 2022-11-30
  Cetera Advisors Llc
  Overland Park, KS
  Overland Park, KS
  Overland Park, KS
  Overland Park, KS
  Overland Park, KS
• 1997-12-30 → 2010-06-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Leawood, KS
  Wichita, KS
  Wichita, KS

Other Businesses

1. AD ASTRA FIXED/INSURANCE POSITION: owner NATURE: Corporate LLC for fixed insurance products. This agency does life, LTC, disability, fixed annuities. Also works with FMO's for fixed insurance products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2021 ADDRESS: 10925 Antioch Rd #205, Overland Park KS 66210, United States DESCRIPTION: selling fixed insurance products including life, LTC, di, Fixed annuities as the agent 2. NOTARY POSITION: Notary NATURE: notarizing documents INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2021 ADDRESS: 10925 Antioch Rd Suite 205, Overland Park KS 66210, United States DESCRIPTION: notarize documents for clients 3. AD ASTRA INVESTMENT MANAGEMENT LLC POSITION: Financial Advisor NATURE: LLC We run our payroll through and manage client assets. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 100 START DATE: 01/01/2020 ADDRESS: 10925 Antioch Rd. Suite 205, Overland Park KS 66210, United States DESCRIPTION: manage client assets and help them achieve their financial goals. 4. AD ASTRA LAND AND CATTLE LLC. POSITION: Member NATURE: We are buying some cattle INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/25/2024 ADDRESS: 18722 W. 98th Ter., Lenexa KS 66220, United States DESCRIPTION: I will buy the cattle. Pay for the feed and pasture rent.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-12-11
• S63 Uniform Securities Agent State Law Examination
  1995-01-13