Brian Wayne Appel

Employer firm

Lido CRD 269866

$42.5B regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 02/2019
  Fidelity Investments
  Shrewsbury, NJ
• 07/2018 → 02/2019
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 04/2019 → 06/2021
  Charles Schwab & Co., Inc.
  Red Bank, NJ
• 04/2019 → 06/2021
  Charles Schwab Bank
  Red Bank, NJ
• 08/2021 → 05/2022
  Clientwise
  Dallas, TX
• 05/2022 → Present
  Lido Advisors, Llc
  Los Angeles, CA

Previous Registrations

• 2019-05-10 → 2021-08-03
  Charles Schwab & Co., Inc.
  Red Bank, NJ
• 2018-07-13 → 2019-02-07
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2012-08-17 → 2018-07-13
  Strategic Advisers Llc
  Shrewsbury, NJ
• 2012-01-10 → 2012-07-18
  Garden State Investment Advisory Services, Llc
  Red Bank, NJ
• 2011-08-24 → 2011-12-31
  First Allied Securities, Inc.
  San Diego, CA
  Red Bank, NJ
• 2008-10-27 → 2011-09-12
  Equitable Advisors, Llc
  New York, NY
  Wall Township, NJ
• 2004-02-23 → 2005-03-24
  International Planning Alliance, Llc
  South Plainfield, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-05-05
• S63 Uniform Securities Agent State Law Examination
  1995-05-12

Designations

• Certified Financial Planner
• Chartered Financial Consultant