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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-08
NY RA APPROVED 2021-06-14
CT RA APPROVED 2018-09-28
  • TX RA
    APPROVED
    Since 2025-01-08
  • NY RA
    APPROVED
    Since 2021-06-14
  • CT RA
    APPROVED
    Since 2018-09-28

Branch Locations

Two Stamford Plaza 281 Tresser Boulevard Suite 1004, Stamford, CT 06901 • United States

90 Park Ave 18Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Stamford CT 10/1994 Present
Mml Investors Services, Llc Stamford CT 11/1994 Present
Lenox Advisors, Inc. New York NY 07/2005 Present
  • 10/1994 → Present
    Massmutual Life Insurance Co
    Stamford, CT
  • 11/1994 → Present
    Stamford, CT
  • 07/2005 → Present
    Lenox Advisors, Inc.
    New York, NY
Previous Registrations
  • 2007-01-30 → 2021-12-14
    Lenox Advisors, Inc.
    New York, NY
Other Businesses

NAME: STEFAN GREENBERG / LENOX ADVISORS. INV REL: Y ADD: 281 TRESSER BLVD STE 1004 STAMFORD CT 06901 NATURE: OUTSIDE INSURANCE SALES: INSURANCE BROKER START DATE: 09/1994 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES & HEALTH

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-01-30
  • S63 Uniform Securities Agent State Law Examination
    1995-01-30
Designations
Other Names
  • Stefan Erich Greenberg

View on SEC IAPD

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