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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-01 |
| IL | RA | APPROVED | 2002-12-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Marshall | IL | 04/2000 | Present |
(1) 10/29/2010 - BOWYER/SAXTON INVESTMENT SERVICES - BUSINESS ENTITY FOR ACCOUNTING PURPOSES - TAX PURPOSES ONLY (2) 4/2/2019 - Edgar County Assessments Board of Review - Not Investment Related - 111 N. Central Avenue, Paris, Illinois 61944 - Non-Profit Board Member - Start Date: 06/01/2019 - 8 Hours Per Month/0 Hours During Securities Trading - Member for the Board of Review for Edgar County Supervisor of Assessments.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-03 |
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