Lisa Mariani Riter

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-06-14
NC	RA	APPROVED	2016-06-21
TX	RA	APPROVED	2016-06-21

NY RA
APPROVED

Since 2023-06-14
NC RA
APPROVED

Since 2016-06-21
TX RA
APPROVED

Since 2016-06-21

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	11/1998	Present
Vanguard Marketing Corporation	Charlotte	NC	11/1998	Present
Blue Sky Properties Llc	Asheville	NC	10/2023	Present

11/1998 → Present

The Vanguard Group, Inc.

Charlotte, NC
11/1998 → Present

Vanguard Marketing Corporation

Charlotte, NC
10/2023 → Present

Blue Sky Properties Llc

Asheville, NC

Previous Registrations

1999-01-25 → 2006-02-22

Vanguard Advisers, Inc.

Charlotte, NC

Other Businesses

NAME OF BUSINESS: BLUE SKY PROPERTIES LLC INVESTMENT-RELATED ADDRESS: ASHEVILLE, NC NATURE OF BUSINESS: REAL ESTATE LLC POSITION: OWNER START DATE: 10/2023 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-01-25
S63	Uniform Securities Agent State Law Examination	1994-11-25

S65 Uniform Investment Adviser Law Examination

1999-01-25
S63 Uniform Securities Agent State Law Examination

1994-11-25

Designations

Certified Financial Planner

Other Names

Lisa Margaret Mariani

View on SEC IAPD