Thomas Jenkins

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → Present
  Ubs Financial Services Inc
  Houston, TX

Previous Registrations

• 1998-05-27 → 2010-09-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
  Houston, TX

Other Businesses

1) Harvey RE Investments, LLC / United States / 11518 Wendover Lane / Houston / TX / United States / 77024 / / No / Company / / Real Estate / / Real estate investments in Houston, TX - purpose to create rental income assets or sell the property after remodel / Active / Proprietor / owner / / I will use a real estate agent to select investment properties. I will hire a contractor to remodel the home. I will use a real estate agent to sell or rent the property after remodel. / 1 / No / No / No / No / Start Date 10/20/2017 / / No / / Yes / 1 / Yes / Yes / 100 / / Yes / Houston, TX, USA / No / / Yes / / Owner/Investor / No / # # HS RESOURCES LLC / 9403 CANTANA COURT HOUSTON,TEXAS 77040 / COMPANY/ REAL ESTATE / ACQUIRE/HOLD REAL ESTATE / OTHER / LLC MEMBER / ACQUIRE/HOLD REAL ESTATE / START DATE 09/11/2013 / 2) Jenkins Family Ventures, LLC, Houston Texas United States-77057, Partnership, Real Estate, LLC for the purposes of owning rental property, Proprietor / owner, I will work with a property manager to manage the rental property, start date-9/25/2024.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-26
• S63 Uniform Securities Agent State Law Examination
  1995-11-07

Other Names

• Tom Jenkins
• Thomas Abbitt Jr Jenkins
• Thomas Abbitt Jenkins
• Thomas Jenkins Jr.