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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-23 |
| IL | RA | APPROVED | 2019-06-21 |
Branch Locations
233 South Wacker Drive Suite 9200 Pwm, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Chicago | IL | 06/2009 | Present |
1. Indigo Mane, LLC; Investment related; Wilmington, DE; Music performance, music production, band related merchandise; Officer of LLC (proprietor, partner, officer, director, employee, trustee, agent); May 2018; During business hours: 0; After business hours: 5; Officer of LLC in order to sign on behalf of my son who owns the entity; however is under 18 and therefore needs an adult for operating account at bank.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-19 |
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