Stephanie Louise Brown

Rbc Capital Markets, LLC

CRD 2562313

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2005-04-19

TX RA
APPROVED

Since 2005-04-19

Branch Locations

750 Town And Country Blvd Suite 325 & 175, Houston, TX 77024-4576 • United States

Katy, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Houston	TX	03/2008	Present

03/2008 → Present

Rbc Capital Markets Corporation

Houston, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-11-15
S63	Uniform Securities Agent State Law Examination	1995-01-05

S65 Uniform Investment Adviser Law Examination

1995-11-15
S63 Uniform Securities Agent State Law Examination

1995-01-05

Other Names

Stephanie Louise Brown

View on SEC IAPD

Nearby Firms

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Nearby Investors

John Charles Robinson

CRYSTAL ALLISON MCKEON

AUSTIN GENTRY MARRS

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