Michael Owens Brooks

Employer firm

Founders Financial Securities LLC CRD 137945

$4.14B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1996 → Present
  Brooks Financial Group Llc
  Towson, MD
• 04/2006 → Present
  Founders Financial Securities Llc
  Timonium, MD

Previous Registrations

• 2003-01-17 → 2006-12-31
  Transamerica Financial Advisors, Llc
  Timonium , MD
  Towson, MD

Other Businesses

1) BROOKS FINANCIAL GROUP; INVESTMENT-RELATED; 1020 CROMWELL BRIDGE ROAD, TOWSON, MD 21286; START DATE: 2/1/1992; CHAIRMAN & CEO; 60 HRS PER MONTH; 40 HRS DURING TRADING; FINANCIAL PLANNING, INCLUDING FIXED INS PRODUCTS, SECURITIES, TRUST SERVICES & FIXED PRODUCTS 2) FOUNDERS FINANCIAL LLC.; NON-INVESTMENT-RELATED; 1020 CROMWELL BRIDGE ROAD, TOWSON, MD 21286; START DATE: 1/1/2005; GENERAL MANAGER; HOLDING COMPANY; OVERSIGHT AND MANAGEMENT 3) STRATEGIC LEADERSHIP SYSTEMS, LLC.; NON-INVESTMENT RELATED;1020 CROMWELL BRIDGE ROAD, TOWSON, MD 21286; START DATE: 9/10/2013; WRITING AND CONSULTATION; 40 HRS PER MONTH; 0 HRS DURING TRADING; PUBLICATION WRITING, CONSULTATIVE TIME 4) BUSINESS SOLUTIONS GROUP; NON- INVESTMENT RELATED;1020 CROMWELL BRIDGE ROAD, TOWSON, MD 21286; START DATE: 9/10/2013; STRATEGIC BUSINESS CONSULTING. CONSULTANT;20 HRS PER MONTH; 2 HRS DURING TRADING; HOURLY FEE-BASED CONSULTING WITH CLOSELY HELD BUSINESS OWNERS 5) JWB DOCUMENTARY, LLC; NON-INVESTMENT-RELATED; 1020 CROMWELL BRIDGE RD TOWSON, MD 21286; START DATE: 2013; MANAGING MEMBER; 1-2 HRS PER MONTH; 0-1 HR DURING TRADING; CONSULT ON GREAT UNCLE JOE'S LIFE EXPERIENCES FOR DEVELOPMENT OF DOCUMENTARY 6) BUILDING FOR GOD COMMUNITY FOUNDATION, LEGAL ENTITY NAME: BFG FOUNDATION, INC.; NON-INVESTMENT-RELATED; 1020 CROMWELL BRIDGE RD, TOWSON MD 21286; START DATE: 1/1/2007; 501 C 3 COMMUNITY FOUNDATION; DIRECTOR; 20 HRS PER MONTH; 20 HRS DURING TRADING; RAISE FUNDS FOR FOUNDATION FOR DEPLOYMENT TO LOCAL CHARITIES 7) JOE BROOKS FOUNDATION FOR CONSERVATION & OUTDOOR EDUCATION, INC.; NON-INVESTMENT RELATED; 1020 CROMWELL BRIDGE RD, TOWSON MD 21286; START DATE: 4/2/2015; DIRECTOR; 1-2 HRS PER MONTH; 1 HR DURING TRADING; FOUNDATION TO SUPPORT CONSERVATION & OUTDOOR EDUCATION; FOUNDATION FORMED IN ASSOCIATION WITH JWB DOCUMENTARY LLC 8) CROMWELL CAPITAL PARTNERS, LLC; NON-INVESTMENT RELATED; 1020 CROMWELL BRIDGE ROAD, TOWSON, MD 21286; START DATE: 10/2018; FOUNDER & CEO; 20 HRS PER MONTH; 15 HRS DURING TRADING; BUSINESS ACQUISITIONS & EQUITY; LLC ACQUIRES FIRMS IN THIS SPACE TO GROW AND PROTECT RELATIONSHIPS 9) MICHAEL O. BROOKS FUND, LLC; NON-INVESTMENT-RELATED;1020 CROMWELL BRIDGE ROAD, TOWSON, MD 21286; START DATE: 9/1/2020; SOLE MEMBER; 5 HRS PER MONTH; 5 HRS DURING TRADING; INVESTING AND LENDING FOR BUSINESS OPPORTUNITIES; EVALUATE BUSINESS OPPORTUNITIES AS THEY ARISE AND DETERMINE LENDING OPPORTUNITIES TO AFFILIATED OR NON-AFFILIATED BUSINESS 10) 1026 CROMWELL BRIDGE LLC; NON-INVESTMENT-RELATED; 1020 CROMWELL BRIDGE ROAD, TOWSON, MD 21286; START DATE: 11/8/2019; OWNER; 10 HRS PER MONTH; 10 HRS DURING TRADING; RENTAL PROPERTY OVERSIGHT 11) 1020 CROMWELL BRIDGE ROAD LLC;NON-INVESTMENT RELATED; 1020 CROMWELL BRIDGE ROAD TOWSON, MD 21286; START DATE: 11/9/2005; BUILDING OWNER; 0 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY 12) FOUNDERS FINANCIAL HOLDINGS; 1026 CROMWELL BRIDGE ROAD TOWSON, MD 21286; START DATE: 09/01/2022;OWNER; 0 HRS PER MONTH; 0 HRS DURING TRADING; HOLDING COMPANY FOR FF LLC UNITS. 13) Jared Michael Brooks, LLC; NON-INVESTMENT-RELATED; 1020 CROMWELL BRIDGE ROAD, TOWSON, MD 21286; START DATE: 10/31/2025; Managing Member; 0 Hours Per Month; 0 Hours During Trading; Loan funds to LLC Members. 14) Melissa Catherine Brooks, LLC; NON-INVESTMENT-RELATED; 1020 CROMWELL BRIDGE ROAD, TOWSON, MD 21286; START DATE: 10/31/2025; Managing Member; 0 Hours Per Month; 0 Hours During Trading; Loan funds to LLC Members. 15) Emily Helen Brooks, LLC; NON-INVESTMENT-RELATED; 1020 CROMWELL BRIDGE ROAD, TOWSON, MD 21286; START DATE: 10/31/2025; Managing Member; 0 Hours Per Month; 0 Hours During Trading; Loan funds to LLC Members. 16) Katelyn Clarke Brooks, LLC; NON-INVESTMENT-RELATED; 1020 CROMWELL BRIDGE ROAD, TOWSON, MD 21286; START DATE: 10/31/2025; Managing Member; 0 Hours Per Month; 0 Hours During Trading; Loan funds to LLC Members.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-06-27

Designations

• Chartered Financial Consultant

Other Names

• Michael Brooks