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Spc CRD 110692
$6.10B regulatory AUM 4,483 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Parkland Securities, Llc | Ann Arbor | MI | 08/2014 | Present |
1. INDEPENDENT INSURANCE AGENT FOR LIFE, HEALTH AND ANNUITIES. 2. EBS Tax Services, Lake Forest, CA. Enrolled Agent - individual and corporate tax returns preparation. Start date: 1/31/17, approx. 10 hrs/mo year round and 60 hrs/mo during tax season, none during mkt hrs. 3. Receive income from residential rental property, co-owned with spouse, in Costa Mesa, CA. Duties include property management, approx. 5 hrs/mo with none during mkt hrs. INV REL: N 4. DBA - EBS Financial Services, Lake Forest, CA. Offering financial services through Parkland Securities LLC and SPC. Start date: 9/27/23, approx. 160 hrs/mo, all during mkt hrs. INV REL: Y
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-02 |
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