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Mark C Kremers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ

Gilbert, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2017-09-14
TX RA APPROVED_RES 2015-01-27
CA RA APPROVED 2015-01-22
  • NV RA
    APPROVED
    Since 2017-09-14
  • TX RA
    APPROVED_RES
    Since 2015-01-27
  • CA RA
    APPROVED
    Since 2015-01-22

Branch Locations

14636 N Scottsdale Rd Division- Mountain Pacific, Scottsdale, AZ 85254 • United States

Gilbert, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Indian Wells CA 01/2015 Present
Previous Registrations
  • 2009-06-01 → 2015-01-20
    Morgan Stanley
    San Diego, CA
    La Jolla, CA
    La Jolla, CA
    San Diego, CA
    La Jolla, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    San Diego, CA
  • 1998-11-02 → 2007-04-02
    Morgan Stanley Dw Inc.
    San Diego, CA
    Carlsbad, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-03-28
S63 Uniform Securities Agent State Law Examination 1995-07-05
  • S65 Uniform Investment Adviser Law Examination
    2002-03-28
  • S63 Uniform Securities Agent State Law Examination
    1995-07-05
Other Names
  • Mark Charles Kremers

View on SEC IAPD

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