David Kirk Lightner

Current Employers

Hamilton-Bates Investment Research, Inc.

Mertztown, PA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-08-06

CA RA
APPROVED

Since 2025-08-06

Branch Locations

Laguna Niguel, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisor Networks, Llc	El Segundo	CA	01/2015	03/2018
Hamilton-Bates Investment Research, Inc.	Laguna Niguel	CA	04/2018	Present

01/2015 → 03/2018

Cetera Advisor Networks, Llc

El Segundo, CA
04/2018 → Present

Hamilton-Bates Investment Research, Inc.

Laguna Niguel, CA

Previous Registrations

2015-01-05 → 2018-03-27

Cetera Wealth Services, Llc

Laguna Niguel, CA

Laguna Beach, CA
2005-02-22 → 2014-12-31

Concourse Financial Group Securities, Inc.

Laguna Niguel, CA

Laguna, CA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 12/2014 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-02-15
S65	Uniform Investment Adviser Law Examination	1999-10-13
S63	Uniform Securities Agent State Law Examination	1994-12-22

S66 Uniform Combined State Law Examination

2005-02-15
S65 Uniform Investment Adviser Law Examination

1999-10-13
S63 Uniform Securities Agent State Law Examination

1994-12-22

View on SEC IAPD