Cynthia Ann Gutz

Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → 06/2017
  Rbc Capital Markets Corporation
  Minneapolis, MN
• 03/2018 → 02/2026
  U.S. Bancorp Investments, Inc.
  Saint Paul, MN
• 03/2018 → Present
  U.S. Bank
  Saint Paul, MN
• 06/2017 → 03/2018
  Unemployed
  Forest Lake, MN
• 09/2025 → Present
  U.S. Bancorp Advisors, Llc.
  Saint Paul, MN

Previous Registrations

• 2018-04-06 → 2026-02-13
  U.S. Bancorp Investments, Inc.
  Saint Paul, MN
  Harrisburg, PA
  Forest Lake, MN
• 2002-11-15 → 2017-07-17
  Rbc Capital Markets, Llc
  Minneapolis, MN
  New York, NY
  Minneapolis, MN

Other Businesses

Larkin Dance Studio, Inc.; Not Investment-related; Front desk help; 04/13/2026; Maplewood, MN; Helping at front desk and store; 12 hours/month; 0 hours/trading; Periodically asked by owner to help at the front desk or in the dance studio store.

Exams

• S66 Uniform Combined State Law Examination
  2001-07-16
• S63 Uniform Securities Agent State Law Examination
  1999-08-10

Other Names

• Cynthia A Colbert
• Cindy Gutz