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Richard Jones Thompson Lerch

Prudent Management Associates

Philadelphia, PA

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Current Employers
Prudent Management Associates

2001 Market Street Suite 3910, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2008-09-18
  • PA RA
    APPROVED
    Since 2008-09-18

Branch Locations

2001 Market Street Suite 3910, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudent Management Associates Philadelphia PA 09/2008 Present
Prudent Brokerage Associates Philadelphia PA 07/2010 Present
Previous Registrations
  • 2005-04-11 → 2008-01-14
    Hirtle & Co., Llc
    West Conshohocken, PA
  • 2004-09-17 → 2005-04-14
    Lehman Brothers Inc.
    Philadelphia, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-28
S63 Uniform Securities Agent State Law Examination 1995-10-02
  • S65 Uniform Investment Adviser Law Examination
    2002-10-28
  • S63 Uniform Securities Agent State Law Examination
    1995-10-02

View on SEC IAPD

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