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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-09-18
TX RA APPROVED 2012-03-12
  • FL RA
    APPROVED
    Since 2020-09-18
  • TX RA
    APPROVED
    Since 2012-03-12

Branch Locations

10101 Reunion Place Ste 360, San Antonio, TX 78216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual San Antonio TX 05/1999 Present
Mml Investors Services Llc San Antonio TX 09/2000 Present
Other Businesses

(1) NAME: STEPHEN KENNETH COLLINS INV REL:Y ADD: 10101 REUNION DRIVE SUITE 300 SAN ANTONIO TX 78216 NATURE: SALE OF HEALTH INSURANCE POSITION: AGENT START DATE: 10/7/2020 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0. (2) NAME: STEPHEN COLLINS INV REL: Y ADD: 120 W EL PRADO DRIVE, SAN ANTONIO TX 78212 NATURE: INCORPORATED CITY POSITION: INVESTMENT ADVISORY COMMITTEE MEMBER START DATE: 07/01/2022 No. HR/MO: .167 No. HR/MO DURING SEC TRADING: .167 DESCRIBE DUTIES: MONITOR CITY INVESTMENT ACTIVITIES TO ENSURE THEY CONFORM TO TEXAS REGULATION. I WILL DO NO TRADING ON THIS ACCOUNT. THE CITY EMPLOYS A FINANCIAL ADVISOR THAT MAKES ALL TRADES AND IS COMPENSATED FOR MANAGING THE CITY'S CASH POSITION. (3) NAME: LEUKEMIA LYMPHOMA SOCIETY INV REL: Y ADD: 3 INTERNATIONAL DRIVE, SUITE 200, RYE BROOK NY 10573 NATURE: CANCER RESEARCH NONPROFIT POSITION: CONSULTANT START DATE: 07/15/2022 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 4. DESCRIBE DUTIES: STRATEGIC PLANNING FOR DIRECT GIVING (4) NAME: REY DEL CIELO LLC INV REL: N ADD: RESIDENTIAL NATURE: LLC OWNS MY AIRPLANE POSITION: PRESIDENT START DATE: 01/04/2021 No. HR/MO: 0. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: FILE ANNUAL REPORT TO TX CONTROLLER OFFICE. (5) NAME: VINTAGE TRIUMPH REGISTER INV REL: Y ADD: 3400 W OLIVE AVE, STE 320 BURBANK, CA 91505 NATURE: BRITISH CAR CLUB POSITION: VP OF BUSINESS SERVICES START DATE: 04/07/2026 No. HR/MO: 2. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: RESPONSIBLE FOR P&C INSURANCE, AND MERCHANDISE VENDORS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-14
S63 Uniform Securities Agent State Law Examination 1999-05-04
  • S65 Uniform Investment Adviser Law Examination
    2001-05-14
  • S63 Uniform Securities Agent State Law Examination
    1999-05-04

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