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Osaic Institutions, Inc. CRD 35371
$6.49B regulatory AUM 7 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-13 |
| NJ | RA | APPROVED | 2020-01-24 |
| TX | RA | APPROVED | 2020-01-02 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aegis Capital Corp. | New York | NY | 10/2010 | 12/2019 |
| Infinex Investments, Inc. | Meriden | CT | 12/2019 | Present |
| Amalgamated Bank | New York | NY | 12/2019 | Present |
1.) Gary Schneider CFP tutor. Not investment related. Owner. Started Nov 2019. Approx 10 hours per month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-31 |
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