Robert Andrews Shelton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → Present
  Amegy Bank
  Houston, TX
• 07/2016 → Present
  Lpl Financial, Llc
  Houston, TX

Previous Registrations

• 2016-01-06 → 2016-07-22
  Zions Capital Advisors, Inc.
  Houston, TX
  Salt Lake City, UT
• 2014-11-03 → 2015-12-31
  Amegy Investments, Inc.
  Houston, TX

Other Businesses

(1) 08/05/2016: Amegy Wealth Advisors - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) - Started 08/01/2016 - 40 Hr/Mo; 40 Hours During Securities Trading. (2) 1/3/2017: Zions Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Relationship Manager - Started 12/28/2016 - 5 Hours Per Month During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-09-16

Designations

• Chartered Financial Analyst