Best Investors Account Sign in

Michael Dewayne Douglas

Stifel, Nicolaus & Company, Incorporated

Pensacola, FL

Claim This Profile
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-08-21
TX RA APPROVED 2009-08-14
  • FL RA
    APPROVED
    Since 2009-08-21
  • TX RA
    APPROVED
    Since 2009-08-14

Branch Locations

25 West Cedar Street, Pensacola, FL 32502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Douglas & Associates (Part Time) Pensacola FL 07/1987 Present
Pensacola Civic Center (Part Time) Pensacola FL 03/1992 Present
Stifel, Nicolaus & Company, Incorporated Pensacola FL 08/2009 Present
  • 07/1987 → Present
    Douglas & Associates (Part Time)
    Pensacola, FL
  • 03/1992 → Present
    Pensacola Civic Center (Part Time)
    Pensacola, FL
  • 08/2009 → Present
    Stifel, Nicolaus & Company, Incorporated
    Pensacola, FL
Previous Registrations
  • 2008-02-29 → 2009-08-15
    Ubs Financial Services Inc.
    Pensacola, FL
    Weehawken, NJ
  • 2007-04-02 → 2008-03-05
    Morgan Stanley & Co. Llc
    Pensacola, FL
  • 1994-11-23 → 2007-04-02
    Morgan Stanley Dw Inc.
    Pensacola, FL
    Pensacola, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-17
S63 Uniform Securities Agent State Law Examination 1994-11-29
  • S65 Uniform Investment Adviser Law Examination
    1998-04-17
  • S63 Uniform Securities Agent State Law Examination
    1994-11-29
Designations

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
HHM WEALTH ADVISORS, LLC
EDWARD JONES
ARMADA ADVISORS
KINGSMAN WEALTH MANAGEMENT INC.
TRUIST ADVISORY SERVICES, INC.
VM. GROUP
CETERA INVESTMENT ADVISERS LLC

Other Investors

WALTER BRYAN HILL
Evan Jacob Seagle
Robert Charles Lucier
Trevor Samuel Odom
WESLEY SYFRETT ODOM
Frank Pesce III
JOHN FREDERICK COSGROVE
Katie Ilene Kingsman

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Pensacola, FL
HHM WEALTH ADVISORS, LLC · Pensacola, FL
EDWARD JONES · PENSACOLA, FL
ARMADA ADVISORS · PENSACOLA, FL
EDWARD JONES · PENSACOLA, FL
KINGSMAN WEALTH MANAGEMENT INC. · PENSACOLA, FL
TRUIST ADVISORY SERVICES, INC. · PENSACOLA, FL
TRUIST ADVISORY SERVICES, INC. · PENSCOLA, FL

More in Pensacola, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor