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Patrick Joseph Holley

Rbc Capital Markets, LLC

Washington, DC

Washington, DC

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2021-11-16
TX RA APPROVED 2021-10-20
  • DC RA
    APPROVED
    Since 2021-11-16
  • TX RA
    APPROVED
    Since 2021-10-20

Branch Locations

2100 Pennsylvania Avenue Nw Suite 810N, Washington, DC 20037 • United States

Washington, DC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Washington DC 06/2009 10/2021
Morgan Stanley Private Bank, National Association New York NY 01/2015 10/2021
Rbc Capital Markets, Llc Washington DC 10/2021 Present
Morgan Stanley Private Bank, N.A New York NY 07/2020 10/2021
City National Bank Washington DC 12/2021 Present
  • 06/2009 → 10/2021
    Morgan Stanley Smith Barney
    Washington, DC
  • 01/2015 → 10/2021
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 10/2021 → Present
    Rbc Capital Markets, Llc
    Washington, DC
  • 07/2020 → 10/2021
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 12/2021 → Present
    City National Bank
    Washington, DC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-28
S63 Uniform Securities Agent State Law Examination 1995-03-15
  • S65 Uniform Investment Adviser Law Examination
    1995-07-28
  • S63 Uniform Securities Agent State Law Examination
    1995-03-15

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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