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James Christopher Davis

Naples Global Advisors

Vero Beach, FL

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Current Employers
Naples Global Advisors

856 3Rd Avenue South Ste. 200, Naples, FL 34102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-12
  • FL RA
    APPROVED
    Since 2023-05-12

Branch Locations

3003 Cardinal Drive Suite E, Vero Beach, FL 32963 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Vero Beach FL 04/2012 05/2023
Fidelity Personal And Workplace Advisors Boston MA 07/2018 05/2023
Vero Beach Global Advisors Vero Beach FL 05/2023 Present
  • 04/2012 → 05/2023
    Fidelity Brokerage Services Llc
    Vero Beach, FL
  • 07/2018 → 05/2023
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 05/2023 → Present
    Vero Beach Global Advisors
    Vero Beach, FL
Previous Registrations
  • 2018-07-13 → 2023-04-19
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2012-06-04 → 2018-07-13
    Strategic Advisers Llc
    Vero Beach, FL
  • 2010-10-29 → 2012-04-09
    Truist Investment Services, Inc.
    Orlando, FL
    Vero Beach, FL
  • 2007-10-25 → 2010-04-19
    Fnb Brokerage Services, Inc.
    Stuart, FL
  • 2005-11-28 → 2007-08-27
    Truist Investment Services, Inc.
    Vero Beach, FL
    Vero Beach, FL
    Vero Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-23
S63 Uniform Securities Agent State Law Examination 1996-05-24
  • S66 Uniform Combined State Law Examination
    2005-11-23
  • S63 Uniform Securities Agent State Law Examination
    1996-05-24
Designations
Other Names
  • Jim Davis

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · VERO BEACH, FL
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CHARLES SCHWAB & CO., INC. · Vero Beach, FL
MORANGIE MANAGEMENT LLC · VERO BEACH, FL
STRATEGIC ADVISERS LLC · VERO BEACH, FL
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