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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-07-19 |
| NC | RA | APPROVED | 2009-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 10/2009 | Present |
| Bank Of America, N.A. | Charlotte | NC | 05/2011 | Present |
I*501163, Entity Type: Entity For Profit, Name of OBA: Duplex, Address: Buffalo, New York 14204, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 01/01/2000, No Hours: 1, No Hours during trading: 0, Duties: Owner of Rental Property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-10 |
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