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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2013-02-28
  • WI RA
    APPROVED
    Since 2013-02-28

Branch Locations

20825 Swenson Dr Ste 250, Waukesha, WI 53186 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mark Neumann Brookfield WI 02/2013 Present
Northwestern Mutual Investment Services, Llc Brookfield WI 02/2013 Present
Lifecampusa Waukesha WI 03/2025 Present
Previous Registrations
  • 2008-05-12 → 2012-01-18
    Sii Investments, Inc.
    Brookfield, WI
    Brookfield, WI
    De Pere, WI
Other Businesses

ADMINISTRATIVE SUPPORT (TITLE TBD), LIFECAMPUSA, 1912 BUFFALO ST, WAUKESHA, , WISCONSIN, 53188, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 3/19/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, GENERAL ADMINISTRATIVE DUTIES PERFORMED REMOTELY; NON INVESTMENT-RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-12
S63 Uniform Securities Agent State Law Examination 1994-12-02
  • S65 Uniform Investment Adviser Law Examination
    2008-05-12
  • S63 Uniform Securities Agent State Law Examination
    1994-12-02
Other Names
  • Elena Christine Luchay

View on SEC IAPD

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