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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-01-09
TX RA APPROVED_RES 2016-12-13
NJ RA APPROVED 2016-12-09
  • FL RA
    APPROVED
    Since 2023-01-09
  • TX RA
    APPROVED_RES
    Since 2016-12-13
  • NJ RA
    APPROVED
    Since 2016-12-09

Branch Locations

461 From Road Suite 101, Paramus, NJ 07652 • United States

3545 Ocean Dr, Vero Beach, FL 32963 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Paramus NJ 02/2016 11/2016
Wells Fargo Clearing Services Llc Paramus NJ 11/2016 Present
Previous Registrations
Other Businesses

CHRISAPHIL LLP ; INV RELATED; HACKENSACK, NJ; STORE BOOKKEEPING ;50% OWNERSHIP; START DATE: 10/01/2025; 20 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-10-03
S65 Uniform Investment Adviser Law Examination 2005-10-26
  • S63 Uniform Securities Agent State Law Examination
    2006-10-03
  • S65 Uniform Investment Adviser Law Examination
    2005-10-26
Other Names
  • Phillip J Kostantas
  • Phillip Janulis Kostantas
  • Phillip J. Kostantas
  • Phillip Kostantas

View on SEC IAPD

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