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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-01-09 |
| TX | RA | APPROVED_RES | 2016-12-13 |
| NJ | RA | APPROVED | 2016-12-09 |
Branch Locations
461 From Road Suite 101, Paramus, NJ 07652 • United States
3545 Ocean Dr, Vero Beach, FL 32963 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Paramus | NJ | 02/2016 | 11/2016 |
| Wells Fargo Clearing Services Llc | Paramus | NJ | 11/2016 | Present |
CHRISAPHIL LLP ; INV RELATED; HACKENSACK, NJ; STORE BOOKKEEPING ;50% OWNERSHIP; START DATE: 10/01/2025; 20 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-10-03 |
| S65 | Uniform Investment Adviser Law Examination | 2005-10-26 |
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