Robert Ray Bennie

Current Employers

Employment History

• 11/2010 → 11/2018
  Prospera Financial Services, Inc.
  Dallas, TX
• 11/2018 → Present
  Kestra Investment Services, Llc.
  Lincoln, NE
• 11/2018 → Present
  Kestra Advisory Services, Llc.
  Lincoln, NE

Previous Registrations

• 2010-12-17 → 2018-11-02
  Prospera Financial Services, Inc.
  Dallas, TX
  Lincoln, NE
• 1998-07-21 → 2010-12-02
  Lpl Financial Llc
  Lincoln, NE

Other Businesses

Business Name: Bob Bennie Farms Investment Related: No Address: 1085 W. Saltillo Rd. Roca NE 68430 Nature of Business: Other Other/None of the Above At my home acreage, we board horses, train horses and sell hay. Position, Title or Relationship: Owner Start Date: 3/1/2006 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Farm work, horse care, horse training, hay production Business Name: Bob Bennie Properties, LLC Investment Related: No Address: 1601 Old Cheney Rd. Lincoln NE 68512 Nature of Business: Real Estate Position, Title or Relationship: President Start Date: 3/11/2002 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Manage the building Business Name: Bob Bennie Investment Related: Yes Address: 1601 Old Cheney Rd. Lincoln NE 68512 Nature of Business: Insurance Position, Title or Relationship: Insurance agent Start Date: 1/2/1997 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: All sales related duties concerning sales of fixed annuities, life insurance, and health insurance Business Name: Bob Bennie Wealth Management, Inc. Investment Related: Yes Address: 1601 Old Cheney Rd. Lincoln NE 68512 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: President Start Date: 1/2/1997 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Provide investment recommendations, advice and financial planning for clients .Business Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 11/2/2018 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Provide investment advice and management. Help clients develop financial plans Business Name: Lincoln Tea Party Investment Related: No Address: 1601 Old Cheney Rd. Lincoln NE 68512 Nature of Business: Other Other/None of the Above The Lincoln Tea Party speaks publicly on political issues related to individual freedom, taxes and government spending. Position, Title or Relationship: Leader/President Start Date: 5/2/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Organizing rallies (none since 2010) and speaking on behalf of the Lincoln Tea Party Business Name: Christ Place Church Investment Related: No Address: 1111 Old Cheney Rd Lincoln NE 68512 Nature of Business: Other Other/None of the Above Sunday School Teacher Greeter Position, Title or Relationship: 2nd Grade group leader Greeter Start Date: 6/6/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Teaching, Greeting Business Name: BOB BENNIE PROPERTIES, LLC POSITION: Property owner/Landlord NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2022 ADDRESS: 1601 Old Cheney Rd, Lincoln NE 68512 DESCRIPTION: Property rental and maintenance

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-03-19
• S63 Uniform Securities Agent State Law Examination
  1994-12-30

Designations

Other Names

• Bob Bennie