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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-03-26 |
| CA | RA | APPROVED | 2025-03-06 |
| CO | RA | APPROVED | 2025-03-06 |
| CT | RA | APPROVED | 2025-03-06 |
| DE | RA | APPROVED | 2025-03-06 |
| FL | RA | APPROVED | 2025-03-06 |
| IL | RA | APPROVED | 2025-03-06 |
| IN | RA | APPROVED | 2025-03-06 |
| NJ | RA | APPROVED | 2025-03-06 |
| NC | RA | APPROVED | 2025-03-06 |
| PA | RA | APPROVED | 2025-03-06 |
| VA | RA | APPROVED | 2025-03-06 |
Branch Locations
44 South 21St Street Suite B, Kenilworth, NJ 07033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Investment Center, Inc. | Kenilworth | NJ | 10/2008 | 03/2025 |
| Ic Advisory Services, Inc | Kenilworth | NJ | 10/2008 | 03/2025 |
| Lpl Financial Llc | Kenilworth | NJ | 03/2025 | Present |
1. 03/06/2025- James L. Miller LLC- Business Entity For Tax/Investment Purposes Only- INV Related- At Cranford, NJ- Start date 12/10/2024- 2. 03/06/2025- Garretson Financial- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 12/10/2024- 160 Hours Per Month- 160 Hours During Trading 3. 03/06/2025- The Rotary Club of Cranford- Non-Profit Board Member- Not INV Related- At Cranford, NJ- Start date 07/01/2024- 2 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-25 |
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