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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-08-24 |
Branch Locations
1 Maple St, Summit, NJ 07901 • United States
477 Boulevard, Kenilworth, NJ 07033 • United States
51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States
145 Thomas Gangemi Dr, Jersey City, NJ 07310 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Brooklyn | NY | 10/2012 | 11/2021 |
| Prudential Insurance Company Of America | Newark | NJ | 12/2021 | 08/2023 |
| Pruco Securities, Llc. | Newark | NJ | 12/2021 | 08/2023 |
| Wells Fargo Clearing Services, Llc ( | Summit | NJ | 08/2023 | Present |
LAURA CHEZ MOI, LLC, INV RELATED, NEWARK, NJ, 100% OWNERSHIP, START: 11/11/2021, 40 HOURS A MONTH, 0 HOURS DURING TRADING, DECORATION AND DESIGN. 202 KERRIGAN LLC, INV RELATED, NEWARK, NJ, 100% OWNERSHIP, START DATE: 6/2020, 0 HRS/ MONTH, 0 HRS DURING TRADING, OWNER. RENTAL PROPERTY; INV. RELATED; NEWARK, NJ; 100% OWNERSHIP; START DATE 11/9/2022; 0 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: LANDLORD. RENTAL PROPERTY; INV. RELATED; NEW YORK, NY; 100% OWNERSHIP; CONDO; START DATE 3/13/2020; 0 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: LANDLORD. THE BLACK STEEP LLC; NOT INV. RELATED; NEWARK, NJ; 100% OWNERSHIP; TEA AND BEVERAGE COMPANY; START DATE 7/1/2023; 12 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: PRESIDENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-21 |
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