James Francis Dwyer

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Van Nuys, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Van Nuys, CA

Previous Registrations

• 2007-04-25 → 2011-01-03
  Wells Fargo Investments, Llc
  Newhall, CA
  Stevenson Ranch, CA
  Newhall, CA
  Encino, CA
  Woodland Hills, CA
  Van Nuys, CA
  Reseda, CA
  Westlake Village, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-06-21
• S65 Uniform Investment Adviser Law Examination
  1995-02-03

Designations

• Certified Financial Planner

Other Names

• James F Dwyer