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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-08-04 |
| TX | RA | APPROVED | 2026-08-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | El Segundo | CA | 01/2013 | 08/2026 |
| Financial Resource Advisors | Waterloo | IA | 10/2007 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | 08/2026 |
| Lpl Financial, Llc | Waterloo | IA | 08/2026 | Present |
1. 07/2026 - Thomas Tjaden - Real Estate Rental - INV REL - 04 Hrs/Mth - 00 Hrs During Trading - Cedar Falls, IA 50613 - OBA Start Date: 08/01/2026 2. 07/2026 - Financial Resource Advisors - DBA for LPL Business (entity for LPL business) - INV REL- 160 Hrs/Mth - 130 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 08/04/2026 3. 07/2026 - Tjaden Financial Services - Business Entity For Tax/Investment Purposes Only - INV REL - 00 Hrs/Mth - 00 Hrs During Trading - Cedar Falls, IA 50613 - OBA Start Date: 10/17/2007
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-02-29 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-03 |
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