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Kimberly Kay Muzquiz

LPl Financial LLC

Tinley Park, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-03
IL RA APPROVED 2010-11-03
  • TX RA
    APPROVED_RES
    Since 2016-11-03
  • IL RA
    APPROVED
    Since 2010-11-03

Branch Locations

17500 South Oak Park Avenue, Tinley Park, IL 60477 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Midwest Bank Alsip IL 02/2007 02/2022
Lpl Financial Llc Tinley Park IL 11/2010 Present
Old National Bank Tinley Park IL 02/2022 Present
  • 02/2007 → 02/2022
    First Midwest Bank
    Alsip, IL
  • 11/2010 → Present
    Tinley Park, IL
  • 02/2022 → Present
    Old National Bank
    Tinley Park, IL
Previous Registrations
  • 2007-02-23 → 2010-11-02
    Uvest Financial Services Group, Inc.
    Palos Heights, IL
    Blue Island, IL
    Midlothian, IL
    Alsip, IL
    Crestwood, IL
    Oak Lawn, IL
    Alsip, IL
    Crestwood, IL
    Crestwood, IL
    Park Forest, IL
  • 2004-07-30 → 2005-09-13
    Fiducial Investment Advisors, Inc.
    Oak Brook, IL
  • 2001-10-19 → 2003-12-09
    Lasalle Financial Services, Inc.
    Chicago, IL
Other Businesses

(1) 09/23/2014 - OUTSIDE/W-2 EMPLOYMENT - THIS IS FOR YOUNG LIVING ESSENTIAL OILS. - MY HOME LOCATION ONLY 4755 S KEATING AVE, CHICAGO, IL 60632. 2) 04/02/2025-Old National Wealth Advisors- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 4/1/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-07
  • S66 Uniform Combined State Law Examination
    2000-10-07
Designations
Other Names
  • Kimberly Kay Hoke

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