Patrick Leif Horn

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → 09/2022
  First Allied Securities, Inc
  San Diego, CA
• 02/2012 → 11/2020
  First Allied Advisory Services, Inc.
  San Diego, CA
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Lake Forest, CA
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-02-03 → 2020-11-12
  First Allied Advisory Services, Inc.
  San Diego, CA
  Irvine, CA
  Laguna Hills, CA
• 2007-07-06 → 2012-02-03
  Pacific West Financial Consultants Inc
  Renton, WA
• 2004-11-05 → 2007-07-13
  Brookstreet Securities Corporation
  Newport Beach, CA
  Newport Beach, CA
• 2003-03-19 → 2004-10-28
  Citicorp Investment Services
  Tustin, CA
• 2001-12-07 → 2002-11-25
  Smart Investments Advisory Incorporated
  Irvine, CA

Other Businesses

1. P&H ASSET MANAGEMENT, INC.; PRESIDENT; DBA,INSURANCE (FIXED/LIFE/HEALTH/P&C)START DATE 04/2009; 8HRS PER MONTH. 2. P&H ASSET MANAGEMENT; CFP; DBA; START DATE 02/03/2012.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-08-14
• S63 Uniform Securities Agent State Law Examination
  1995-01-12

Designations

• Certified Financial Planner

Other Names

• Patrick Horn