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300 Crescent Ct. Suite 700, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-08 |
Branch Locations
300 Crescent Ct. Suite 700, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Highland Capital Funds Distributor, Inc. | Dallas | TX | 01/2014 | Present |
Concurrent employee with NexPoint Asset Management, L.P., NexPoint Advisors, L.P., and NexAdvisors LLC, all affiliated SEC registered investment advisors, and will receive compensation from all.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-05-27 |
| S65 | Uniform Investment Adviser Law Examination | 2007-06-05 |
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