Gregory Paul Farrall

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-03-25
IN	RA	APPROVED	2010-06-22

TX RA
APPROVED_RES

Since 2025-03-25
IN RA
APPROVED

Since 2010-06-22

Branch Locations

105 Lincolnway Ste 205, Valparaiso, IN 46383-5637 • United States

Valparaiso, IN • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Valparaiso	IN	06/2010	Present

06/2010 → Present

Lpl Financial Llc

Valparaiso, IN

Previous Registrations

2006-06-05 → 2010-06-22

Lakeside Wealth Management Group, Llc

Chesterton, IN
2007-01-03 → 2007-03-23

First Allied Advisory Services, Inc.

Chesterfield, MO
2006-03-28 → 2007-01-03

Ffp Advisory Services Inc

Valparaiso, IN

Chesterton, IN

Other Businesses

1.06/22/2010; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Farrall Wealth; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.05/30/2017; LTCI Partners LLC; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 05/09/2017; 2hrs/mth; 1hrs during trading 3.07/05/2022; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Farrall Wealth INS; Investment Related; at Reported Business Location(s); Start Date 07/01/2022; 10hrs/mth; 1hrs during trading 4.07/05/2022; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Farrall Wealth RP; Investment Related; at Reported Business Location(s); Start Date 07/01/2022; 10hrs/mth; 1hrs during trading 5.07/05/2022; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Farrall Wealth Group; Investment Related; at Reported Business Location(s); Start Date 07/01/2022; 10hrs/mth; 1hrs during trading 6.11/06/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Farrall Wealth NIL; Investment Related; at Reported Business Location(s); Start Date 10/26/2023; 10hrs/mth; 1hrs during trading 7.08/06/2026; Money Matters with Greg; Radio/ TV/ Podcast; Investment Related; Valparaiso,IN; Start Date 07/01/2017; 4hrs/mth; 2hrs during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-03-27
S63	Uniform Securities Agent State Law Examination	2006-03-21

S65 Uniform Investment Adviser Law Examination

2006-03-27
S63 Uniform Securities Agent State Law Examination

2006-03-21

Other Names

Gregory P Farrall
Greg Farrall

View on SEC IAPD