Gerran James Batterberry

Current Employers

Employment History

• 05/2016 → 02/2018
  Tdameritrade
  Oak Brook, IL
• 03/2018 → 10/2021
  Cuna Mutual Group
  Waverly, IA
• 03/2018 → 10/2021
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 10/2021 → 01/2022
  Flight Training
  Aurora, IL
• 01/2022 → Present
  Lpl Financial, Llc
  Downers Grove, IL
• 01/2022 → Present
  Highpoint Advisor Group, Llc (Highpoint Planning Partners)
  Downers Grove, IL

Previous Registrations

• 2018-03-22 → 2021-10-19
  Cuna Brokerage Services, Inc.
  Gurnee, IL
  Gurnee, IL
• 2016-05-25 → 2018-02-28
  Td Ameritrade, Inc.
  Oak Brook, IL
• 2016-05-25 → 2018-02-28
  Td Ameritrade Investment Management, Llc
  Oak Brook, IL
• 2015-01-06 → 2016-04-01
  Pnc Wealth Management Llc
  Schaumburg, IL
  Schaumburg, IL
  Elk Grove Village, IL
  Carol Streem, IL
• 2012-10-01 → 2013-09-03
  J.P. Morgan Securities Llc
  Schaumburg, IL
  Rolling Meadows, IL
  Elk Grove Village, IL
  Schaumburg, IL
  Elk Grove Village, IL
  Schaumburg, IL
  Schaumburg, IL
• 2010-10-13 → 2012-10-01
  Chase Investment Services Corp.
  Schaumburg, IL
  Schaumburg, IL
  Elk Grove Village, IL
  Schaumburg, IL
  Elk Grove Village, IL
  Rolling Meadows, IL
• 2003-07-03 → 2010-09-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Minneapolis, MN
  Wayzata, MN
  Oak Brook, IL
  Oak Brook, IL

Other Businesses

1. 1/28/2022 - Professional Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 2/17/2022 - HighPoint Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 1/31/22 - 160 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through HighPoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 04/14/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date 03/24/2023 - 2 Hours Per Month/ 2 Hours During Securities Trading 4. 07/06/2023 - PWA Financial Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 05/30/2023 - 1 Hour Per Month/ 1 Hour During Trading 5. 12/08/2025 - Gerran Batterberry - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 04/15/2025 - 1 hour per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2003-06-30

Designations