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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-07-01 |
Branch Locations
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Overland Park, KS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankers & Investors Co. | Kansas City | KS | 09/2015 | 12/2017 |
| Invest Financial Corp | Tampa | FL | 02/2016 | 12/2017 |
| Infinex Investments, Inc. | Meriden | CT | 01/2018 | 05/2022 |
| Unemployed | Overland Park | KS | 05/2022 | 06/2022 |
| Sigma Financial Corporation | Ann Arbor | MI | 07/2022 | Present |
| Spc | Ann Arbor | MI | 07/2022 | Present |
1. VARIOUS INSURANCE SALES THROUGH VARIOUS INSURANCE COMPANIES 2. DBA - DMH Financial Solutions, Overland Park, KS. Business name used for financial services practice. Start date: 8/1/22, approx. 160 hrs/mo, all during mkt hrs. INV REL: Y
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-09 |
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