Diane Lynn Talley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-03-13
AR	RA	APPROVED	2007-09-05

TX RA
APPROVED_RES

Since 2017-03-13
AR RA
APPROVED

Since 2007-09-05

Branch Locations

3358 S 2Nd St Ste F Ste D, Cabot, AR 72023 • United States

3648 Hwy 7 North Ste C, Hot Springs Village, AR 71909 • United States

611 S Main St Ste 701, Grapevine, TX 76051 • United States

Cabot, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Little Rock	AR	03/2007	Present

03/2007 → Present

Lpl Financial Llc

Little Rock, AR

Other Businesses

1. 03/12/08 - DBA RIGNEY FINANCIAL SVCS LLC - Investment Related - At Reported Business Location(s) - DBA For LPL Business. 2. 4/11/2017 - No Business Name - At Reported Business Location(s) - other-notary - Started 04/05/2017 - 1 Hour Per Month During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-09-04
S63	Uniform Securities Agent State Law Examination	2007-04-30

S66 Uniform Combined State Law Examination

2007-09-04
S63 Uniform Securities Agent State Law Examination

2007-04-30

Other Names

Diane Lynn Talley
Diane Lynn Hellstern

View on SEC IAPD