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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-03-24
  • NJ RA
    APPROVED
    Since 2014-03-24

Branch Locations

169 Ramapo Valley Road Suite Ll106, Oakland, NJ 07436 • United States

Englewood, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Oakland NJ 06/2012 Present
Pfs Investments Inc Oakland NJ 01/2013 Present
  • 06/2012 → Present
    Primerica Financial Services
    Oakland, NJ
  • 01/2013 → Present
    Oakland, NJ
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-20
S63 Uniform Securities Agent State Law Examination 2009-11-02
  • S66 Uniform Combined State Law Examination
    2014-01-20
  • S63 Uniform Securities Agent State Law Examination
    2009-11-02
Other Names
  • Rickey Black
  • Rick Renee Black

View on SEC IAPD

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