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530 Great Road, Acton, MA 01720 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-10-12 |
| TX | RA | APPROVED | 2022-10-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Boston | MA | 11/2013 | 03/2017 |
| Mml Investors Services, Llc | Charlotte | NC | 03/2017 | 01/2019 |
| Pruco Securities Llc | Marlborough | MA | 09/2020 | 11/2020 |
| Advice Systems, Inc | Westboro | MA | 01/2019 | 09/2020 |
| The Prudential Insurance Company Of America | Marlborough | MA | 10/2020 | 11/2020 |
| Investment Advisor Alliance | Oradell | NJ | 12/2020 | 06/2021 |
| American Tax & Financial Planners | Huntington Beach | CA | 12/2020 | 09/2021 |
| Investment Advisor Group | Hancock | NY | 02/2021 | 06/2021 |
| Pruco Securities, Llc. | Worcester | MA | 05/2021 | 10/2022 |
| Prudential Insurance Company Of America | Worcester | MA | 07/2021 | 10/2022 |
| Colman Knight Advisory Group, Llc | Acton | MA | 10/2022 | Present |
| American Tax & Financial Planners | North Attleboro | MA | 12/2020 | 07/2021 |
| Massmutual | Boston | MA | 04/2013 | 01/2019 |
Subject Matter Expert/Adjunct Professor at Boston University Center for Professional Education. 1010 Commonwealth Avenue, 1st Floor, Brookline, MA 02446. Not investment-related. Start Date: 03/19/2024. 2 Hours per Month outside of Business Hours. 0 Hours per Month during Securities Trading Hours. Duties: Teaching CFP courses.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-29 |
| S66 | Uniform Combined State Law Examination | 2005-11-07 |
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