Best Investors Account Sign in
Inactive

David Anthony Flowers

D.A. Flowers & Company, LLC

Berkeley, CA

Claim This Profile
Current Employers
D.A. Flowers & Company, Llc

1400 Shattuck Ave Ste 5, Berkeley, CA 94709-1485 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-18
  • CA RA
    APPROVED
    Since 2025-11-18

Branch Locations

1400 Shattuck Ave Ste 5, Berkeley, CA 94709-1485 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D. A. Flowers & Company, Llc Berkeley CA 01/2009 Present
  • 01/2009 → Present
    D. A. Flowers & Company, Llc
    Berkeley, CA
Previous Registrations
  • 2002-11-13 → 2009-02-09
    Rayner & Haynor
    Mill Valley, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-09-15
S63 Uniform Securities Agent State Law Examination 1995-05-25
  • S65 Uniform Investment Adviser Law Examination
    2000-09-15
  • S63 Uniform Securities Agent State Law Examination
    1995-05-25
Designations

View on SEC IAPD

Other Firms

BLUME CAPITAL MANAGEMENT, INC.
FUTURE FRONTIER CAPITAL, LLC
VOLEON CAPITAL MANAGEMENT LP
CITIGROUP GLOBAL MARKETS INC.
Z21 VENTURES MANAGEMENT COMPANY, LLC
STRATEGIC ADVISERS LLC
LPL FINANCIAL LLC
CHARLES SCHWAB & CO., INC.

Other Investors

JEFFREY VALENTINE ST. CLAIRE
PETER BRAY REIDENBACH
Samaya Patel
AMY STOEPLER THACHER
DARREN SCOTT TAGGART
Mark Lawrence Hortizuela Cortez
ASHLEY COONS
HAMED RASHIDPOUR

Other Offices

BLUME CAPITAL MANAGEMENT, INC. · BERKELEY, CA
FUTURE FRONTIER CAPITAL, LLC · BERKELEY, CA
VOLEON CAPITAL MANAGEMENT LP · BERKELEY, CA
CITIGROUP GLOBAL MARKETS INC. · Berkeley, CA
Z21 VENTURES MANAGEMENT COMPANY, LLC · BERKELEY, CA
STRATEGIC ADVISERS LLC · BERKELEY, CA
LPL FINANCIAL LLC · BERKELEY, CA
CHARLES SCHWAB & CO., INC. · Berkeley, CA

More in Berkeley, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor