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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-09 |
| TX | RA | APPROVED | 2024-04-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Philadelphia | PA | 02/2016 | 11/2020 |
| J.P. Morgan Chase Bank, Na | Philadelphia | PA | 11/2016 | 11/2020 |
| Jpmorgan Chase Bank, N.A. | Tampa | FL | 11/2020 | Present |
| J.P. Morgan Securities Llc | Tampa | FL | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-15 |
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