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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-02 |
| CA | RA | APPROVED | 2019-10-10 |
Branch Locations
6701 Koll Center Parkway Ste 140, Pleasanton, CA 94566 • United States
Napa, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Napa | CA | 08/2016 | 12/2016 |
| Atlas Vineyard Management/Atlas Wine Company | Napa | CA | 01/2017 | 08/2018 |
| Hub International | Concord | CA | 06/2018 | 10/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2018 | 10/2019 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2018 | 10/2019 |
| Massmutual Northern California | Pleasanton | CA | 10/2019 | Present |
| Mml Investors Services, Llc | Pleasanton | CA | 10/2019 | Present |
NAME: JILL RAYMOND INV REL: N ADDR: 511 SILVERADO TRAIL, NAPA, CA 94559 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START DATE: 7/10/2026 NO. HR/MO: .5 NO. HR/MO DURING SEC TRADING: 0 DUTIES: PASSIVE RENTAL INCOME
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-09 |
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