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Jill Christine Raymond

Mml Investors Services, LLC

Pleasanton, CA

Napa, CA

CRD 3141781

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-02
CA RA APPROVED 2019-10-10
  • TX RA
    APPROVED_RES
    Since 2022-02-02
  • CA RA
    APPROVED
    Since 2019-10-10

Branch Locations

6701 Koll Center Parkway Ste 140, Pleasanton, CA 94566 • United States

Napa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Napa CA 08/2016 12/2016
Atlas Vineyard Management/Atlas Wine Company Napa CA 01/2017 08/2018
Hub International Concord CA 06/2018 10/2019
Cambridge Investment Research, Inc. Fairfield IA 09/2018 10/2019
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2018 10/2019
Massmutual Northern California Pleasanton CA 10/2019 Present
Mml Investors Services, Llc Pleasanton CA 10/2019 Present
  • 08/2016 → 12/2016
    Unemployed
    Napa, CA
  • 01/2017 → 08/2018
    Atlas Vineyard Management/Atlas Wine Company
    Napa, CA
  • 06/2018 → 10/2019
    Hub International
    Concord, CA
  • 09/2018 → 10/2019
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2018 → 10/2019
    Fairfield, IA
  • 10/2019 → Present
    Massmutual Northern California
    Pleasanton, CA
  • 10/2019 → Present
    Pleasanton, CA
Previous Registrations
Other Businesses

NAME: JILL RAYMOND INV REL: N ADDR: 511 SILVERADO TRAIL, NAPA, CA 94559 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START DATE: 7/10/2026 NO. HR/MO: .5 NO. HR/MO DURING SEC TRADING: 0 DUTIES: PASSIVE RENTAL INCOME

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-09
  • S66 Uniform Combined State Law Examination
    2018-10-09
Other Names
  • Jill Christine Rawlins
  • Jill C Raymond

View on SEC IAPD

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