Christian Peter Cappello

Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → 05/2019
  The Vanguard Group, Inc.
  Malvern, PA
• 05/2019 → Present
  Janney Montgomery Scott Llc
  Philadelphia, PA

Previous Registrations

• 2009-04-17 → 2009-07-08
  Intl Advisory Consultants Inc.
  Birmingham, AL
• 2002-04-30 → 2005-10-10
  Ferris, Baker Watts, Llc
  Ardmore, PA

Exams

• S66 Uniform Combined State Law Examination
  2001-03-02
• S63 Uniform Securities Agent State Law Examination
  1996-04-30

Other Names

• Chris Cappello