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111 West Houston Street, San Antonio, TX 78205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-18 |
Branch Locations
111 West Houston Street, San Antonio, TX 78205 • United States
1700 Post Oak Blvd Ste 120, Houston, TX 77056 • United States
The Woodlands, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global Financial Services, Llc | Houston | TX | 11/2014 | 11/2022 |
| Gfs Advisors, Llc | Houston | TX | 11/2014 | 11/2022 |
| Frost Brokerage Services, Inc. | San Antonio | TX | 11/2022 | Present |
| Frost Investment Services | San Antonio | TX | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-09 |
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