Kyle Lawrence Viehl

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2014-02-10

IL RA
APPROVED

Since 2014-02-10

Branch Locations

Maryville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Maryville	IL	02/2014	Present

02/2014 → Present

Lpl Financial Llc

Maryville, IL

Previous Registrations

2010-11-15 → 2014-02-07

Edward Jones

Bethalto, IL

St Louis, MO

Other Businesses

1. 04/16/2019 - No business name - Related DBA: LD Financial Services - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:05/01/2019 - 200 hrs/mo - 8 hrs during trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-11-11
S63	Uniform Securities Agent State Law Examination	1994-12-22

S66 Uniform Combined State Law Examination

2010-11-11
S63 Uniform Securities Agent State Law Examination

1994-12-22

View on SEC IAPD