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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-08-08 |
Branch Locations
720 South Colorado Boulevard Suite 1100, Glendale, CO 80246 • United States
Parker, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Great-West Life & Annuity Ins Co | Greenwood Village | CO | 05/2008 | 04/2017 |
| Transamerica Retirement Advisors, Llc | Denver | CO | 05/2017 | 01/2018 |
| Transamerica Investors Securities Corporation | Denver | CO | 05/2017 | 01/2018 |
| Gwfs Equities, Inc. | Greenwood Village | CO | 05/2008 | 03/2017 |
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 08/2019 | Present |
| Tiaa | Denver | CO | 08/2019 | Present |
| Td Ameritrade | Denver | CO | 01/2018 | 07/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-02 |
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