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Hazard & Siegel Advisory Services LLC CRD 151462
$450M regulatory AUM 153 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5793 Widewaters Parkway Suite 200, Dewitt, NY 13214 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-09 |
| TX | RA | APPROVED | 2019-01-08 |
Branch Locations
5793 Widewaters Parkway Suite 200, Dewitt, NY 13214 • United States
Cazenovia, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfg Investments, Inc. | Dallas | TX | 10/2013 | 07/2017 |
| National Securiites Corp | Dallas | TX | 07/2017 | 06/2018 |
| Hazard & Siegel Inc | Dewitt | NY | 06/2018 | Present |
| Hazard & Siegel Advisory Services Llc | Dewitt | NY | 06/2018 | Present |
SOLICITOR FOR HAZARD & SIEGEL ADVISORY SERVICES LLC, REFER CLIENT ACCOUNTS TO MONEY MANAGER , REGISTERED INVESTMENT ADVISOR 2-2- HRS PER MONTH. SALES AND SERVICE OF FIXED INSURANCE PRODUCTS ON AN INDEPENDENT CONTRACTOR BASIS. USING WARD WEALTH MANAGEMENT GROUP LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-13 |
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