Annterese Toth

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Santa Fe, CA
• 12/2009 → Present
  Bank Of America, N.A.
  Santa Fe, CA

Previous Registrations

• 2003-11-14 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Vista, CA
  San Marcos, CA
  Bonsall, CA
  Bonsall, CA
  San Marcos, CA
• 2001-07-05 → 2003-11-20
  Morgan Stanley Dw Inc.
  Fallbrook, CA

Other Businesses

I*1430303For profit or not for profit: For Profit Name of outside business organization: american allstars, Investment related: N, Address of business: rancho santa fe, California, 92067 Position, title, association: Other, Start date of relationship: 8/15/2024, Number of hours devoted: 10hrs/Mo, During trading hours: 0, Duties: back up on checking account As of August 15, 2024 i will help sell book and proceeds will go into this business account. I*1799310, Entity Type, Name of OBA: Rental Property 1, Address: Oceanside, CA, 92056, Investment Related: No, Position, Title, Association: Co-owner with other family members, Employee Start Date: 06/01/2001, No Hours: 5hrs/Annually, No Hours during trading: 0, Duties: I*1799312, Entity Type, Name of OBA: Rental Property 4, Address: Brawley, CA, 92227, Investment Related: No, Position, Title, Association: Co-owner with other family members, Employee Start Date: 01/01/2005, No Hours: 5hrs/Annually, No Hours during trading: 0, Duties: I*1952281 Entity Type, For Profit Name of OBA: Freedom Keeper Address: Rancho Santa Fe,CA,92067 Investment Related: NO Position, Title, Association: Other Employee Start Date: 09/01/2024 No Hours: 4 WEEKLY No Hours during trading: 0 Duties: Husband wrote book on his professional soccer career and escape to the USA. i will help him with marketing the book. I*4739272 Entity Type: Rental property Name of OBA: Rental Property - 18-Jun-26 - 1 Address: Marco Island, California, 34145 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 06/20/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Sole owner/Rental Property

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-03-31
• S63 Uniform Securities Agent State Law Examination
  1994-11-14

Other Names

• Annterese Pezzullo