Thomas Joseph Desiderio

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1988 → Present
  Thomas Desiderio Cpa
  Annapolis, MD
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Annapolis, MD
• 12/2009 → Present
  Kestra Investment Services, Llc
  Annapolis, MD

Previous Registrations

• 1998-01-29 → 2009-12-31
  Medallion Advisory Services, Llc
  Annapolis, MD
  Annapolis, MD

Other Businesses

Business Name: Thomas Desiderio, CPA, LLC Investment Related: No Address: 711 Bestgate Rd Annapolis MD 21401 Nature of Business: Tax/Accounting Position, Title or Relationship: Owner Start Date: 10/1/1987 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 61% - 70% (85 - 98 hours) Duties: tax prep. and accountingBusiness Name: Thomas J. Desiderio, CFP, CPA, LLC Investment Related: Yes Address: 711 Bestgate Road, Suite 204 Annapolis MD 21401 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC; Tax/Accounting/CPA Position, Title or Relationship: Member Start Date: 8/17/2001 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Handle Marketing activities and the admin. of office spaceBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-07-31
• S65 Uniform Investment Adviser Law Examination
  1995-07-31

Designations

• Certified Financial Planner

Other Names

• Tom Desiderio