Matthew Ridgway Jones

Current Employers

Employment History

• 09/1997 → Present
  Legacy Capital Group Arkansas, Llc
  Little Rock, AR
• 04/2016 → 03/2018
  Kestra Financial Services, Inc.
  Austin, TX
• 03/2018 → Present
  Legacy Capital Wealth Partners, Llc D/B/A Legacy Capital
  Little Rock, AR
• 03/2018 → Present
  Purshe Kaplan Sterling Investments, Inc.
  Albany, NY

Previous Registrations

• 2016-04-20 → 2018-03-01
  Kestra Advisory Services, Llc
  Little Rock, AR
• 1998-04-02 → 2016-09-22
  Kestra Investment Services, Llc
  Little Rock, AR
  Little Rock, AR

Other Businesses

1.Legacy Capital Wealth Partners, LLC d/b/a Legacy Capital. Investment Related. 8315 Cantrell Road, Suite 200, Little Rock, AR 72227 RIA. President, owner and IAR. 03/2018. 125 Hrs/Mo; 6Hrs/Day During Trading Hours. Responsible for Managing Compliance and Working with Clients as an Advisor. 2.Baptist Health Foundation Board. Not Investment Related. 9601 Baptist Health Drive, Little Rock, AR 72205. Board Position (Board of Directors, Board of Trustees, etc.). Immediate Past Chair of the Board and member of the Investment Committee. 12/01/2016. 1HR/Mo: 0 During Trading Hours. Lead Quarterly Meetings of the Committee and Work Closely with CFO of Hospital to Communicate Information to other Committee Members. 3.M R Jones Investments, LLC, Investment Related. 8315 Cantrell Road, Suite 200, Little Rock, AR 72227. Real Estate. Managing Member and Sole Shareholder. 8/15/2013. 1-2 Hrs/Mo: 0 During Trading Hours. Make Investments of Personal Capital in Passive Investments including real estate and private equity. 4.Matthew R Jones, LTD. Not Investment Related. 8315 Cantrell Road, Suite 200, Little Rock, AR 72227. Management Company I use that Collects all Revenue Earned by me from Legacy Capital related entities. President and Sole Shareholder. 12/18/2012. 2 Hrs/Mo: 0 During Trading Hours. It is the Management Company I use that Collects all Revenue Earnings by me from legacy Capital Wealth Holdings, LLC. 5.Legacy Capital Group Arkansas, LLC. Not Investment Related. 8315 Cantrell Road, Suite 200, Little Rock, AR 72227. Provides Fixed Insurance services and products to Legacy Capital Clients. President and Representative. 09/1997. 35 Hrs/Mo: 1 Hr/Day During Trading Hours. Oversee Operations and recommend and Place Insurance Products. 6.LCG Wealth Management, LLC. Not Investment Related. 8315 Cantrell Road, Ste 200, Little Rock, AR 72227. A pass through entity that holds ownership Interest in Legacy Capital Wealth Holdings, LLC. Member. 03/2018. 1 Hr/Mo: 0 During Trading Hours. Oversee Accounting. 7.Legacy Capital Wealth Holdings, LLC. Not Investment Related. 8315 Cantrells Road, Ste. 200, Little Rock, AR 72227. Holding Company that Owns Legacy Capital Wealth Partners, LLC and Legacy Capital Group of Arkansas, LLC. President. 03/2018. 2 Hrs/Mo: 0 During Trading Hours. Oversee Accounting and Other Executive Functions. 8.PAW Enterprises LLC. Investment Related. One Allied Drive, Ste. 1720. Little Rock, AR 72202. LLC that Makes Passive Investments in Real Estate. Private Equity, and Other Investments. Member and 50% Shareholder. 03/20 1 Hr/Mo: 0 During Trading hours. Evaluate with Other Shareholders and Make Investments of Personal Capital in various passive investments. 9.Arkansas Tennis Patrons Foundation Board: Not Investment Related: Sit on a committee that makes donations to tennis related charities: 7/2018: 05 Hours/Month: 0 Hurs/Month During Securities Hours: Secretary/Treasurer of the Organization. Primary Role is to Coordinate between the Board and the Investment Manager. 10.HMO Partners, Inc. DBA Health Advantage - Not investment Relaetd-320 W. Capitol Ave. Little Rock, AR 72201-Offers Health Insurance plans in Arkansas-Board Member-8/12/2018-1 Hr.mth-1 during trading hours- Serving as a member of Bord of Directors. Board meets appr. 4 times per year for 2 hrs. 11.MRJ Legacy Investments LLC. Investment-related. Located at 8315 Cantrell Road, Suite 200, Little Rock, AR 72227. Holding Company. Manager/Sole Shareholder. Start: 10/2022 0.5 Hrs/month: all during trading hours. Entity set up at advice of estate planning attorney, will evaluate and make investments in real estate and private equity, and the sole shareholder and manager.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-06-02
• S63 Uniform Securities Agent State Law Examination
  1994-11-18

Designations