Scott Robert Morris

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → Present
  Planmember Securities Corporation
  Carpinteria, CA
• 03/2016 → 10/2016
  Ancora Financial Insurance Services
  Murrieta, CA
• 06/2016 → Present
  Prosol Srm, Llc Dba Insurance Services & Marketing, Llc
  Murrieta, CA
• 10/2016 → Present
  Afortus Financial Insurance Services
  Murieta, CA

Other Businesses

1)Prosol SRM, LLC DBA Insurance Services & Marketing, LLC; 1001 E. 1050 N., Heber City, UT 84032-4588; START 06/21/2016; Officer/Member; Insurance Services and Marketing, including fixed indexed annuity sales; investment related; Approx. Number of Hours/Month Devoted to this Business: 80; Approx. Number of Hours/Month Devoted to this Business during trading hours: 40. 2)Afortus Financial Insurance Services LLC; 1001 E. 1050 N., Heber City, UT 84032-4588; Owner/Agent; Life insurance and fixed annuity sales; Start date 10/24/2016; Approx. Number of Hrs./Mos. Devoted to this Business: 20; Approx. Number of Hrs./Mos. Devoted to this Business during trading hours: 20; IR 3.) Scott Morris- Rental Property/ 1001 E. 1050 N., Heber City, UT 84032-4588 /951-237-3861/Start date 1/1/2007/ Full Ownership Rental Properties/ Annual Compensation 60K/ 1 hr during trading/1hr non-trading/NIR.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-12-21