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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-02-05
VT RA APPROVED 2016-01-20
  • TX RA
    APPROVED
    Since 2016-02-05
  • VT RA
    APPROVED
    Since 2016-01-20

Branch Locations

40 Main Street Suite 400, Burlington, VT 05401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. South Burlington VT 01/2016 Present
Previous Registrations
  • 2005-07-29 → 2016-01-29
    South Burlington, VT
    S. Burlington, VT
    South Burlington, VT
  • 2001-02-13 → 2005-08-01
    Morgan Stanley Dw Inc.
    Burlington, VT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-06
S63 Uniform Securities Agent State Law Examination 1995-12-14
  • S66 Uniform Combined State Law Examination
    2000-12-06
  • S63 Uniform Securities Agent State Law Examination
    1995-12-14

View on SEC IAPD

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